Stephen serves as the Director of the Regulatory Compliance group where he advises clients on federal and state banking consumer compliance statutes from both an operational and legal perspective. Stephen is responsible managing a team of professionals to ensure the successful delivery of compliance services to Wolf clients.
Stephen joined the Firm in 1996. Stephen has 15 years experience as an advisor, facilitator and resource to financial institutions, investment companies, mortgage industry and broker-dealers in compliance matters such as privacy, Internet compliance, fair lending, Compliance Program requirements, insider loans, and enterprise-wide risk management.
Stephen consults with clients on the design, implementation, and monitoring of customized compliance programs for all types of financial institutions to ensure regulatory compliance in the areas of lending, operations and retail. Stephen also consults with financial institutions on issues such as enterprise-wide risk management, compliance risk assessment and monitoring programs, compliance examination preparation and response, and new product design.
“ The Customer Information Risk Assessment has helped us to see how information travels through the organization and we were surprised at what we found. Using WolfPACsm we were able to uncover the holes in our program and make sure that all of the pieces are in place from now on. ”
Bob Costa
Randolph Savings Bank
Learn more about our clients