Stephen serves as the Director of the Regulatory Compliance group where he guides clients through the myriad of federal and state banking statutes from both an operational and legal perspective. Stephen is responsible for managing a team of professionals to ensure the successful delivery of compliance services to Wolf clients. An avid speaker, he travels regularly, educating the members of financial industry associations throughout the Northeast.
Stephen joined the Firm in 1996 and has approximately twenty years experience as an advisor, facilitator and resource to financial institutions, investment companies, mortgage industry professionals and broker-dealers in compliance matters.
Stephen consults with clients on the design, implementation, and monitoring of customized compliance programs to ensure regulatory compliance in the areas of lending, operations, and retail banking. He also consults with financial institutions on enterprise-wide risk management, compliance examination preparation and response, and new product design.
“ I find the best thing about WolfPAC® is its user-friendly format. The Enterprise risk assessment interacts with all of the other modules and its Q&A format allows me to see how the assessment is being built and how the information is being utilized. ”
Loree A. Swanenburg
Gateway Business Bank
Learn more about our clients