Regulatory Compliance

Our Regulatory Compliance professionals perform services blending their legal expertise and financial services experience.

Wolf & Company’s Regulatory Compliance professional assist institutions by providing training and instruction on current and future requirements.

Wolf & Company's Regulatory Compliance group provides:

• Independent testing of compliance with the USA Patriot Act and Bank Secrecy Act
• Evaluation of Compliance Management Systems
• Development of customized training programs, combining compliance requirements with your institution’s practices
• Training for compliance officers with the development of Compliance Management Systems
• Development of compliance policies and procedures

Contact Us

Email Us or call (617) 439 - 9700

Events & Webinars

What Our Clients Are Saying

“ The Customer Information Risk Assessment has helped us to see how information travels through the organization and we were surprised at what we found. Using WolfPAC^sm we were able to uncover the holes in our program and make sure that all of the pieces are in place from now on. ”

Bob Costa
Randolph Savings Bank
Learn more about our clients

Wolf & Company