Regulatory Compliance

Our Regulatory Compliance professionals perform services blending their legal expertise and financial services experience.

Wolf & Company’s Regulatory Compliance professional assist institutions by providing training and instruction on current and future requirements.

Wolf & Company's Regulatory Compliance group provides:

Independent testing of compliance with the USA Patriot Act and Bank Secrecy Act
Evaluation of Compliance Management Systems
Development of customized training programs, combining compliance requirements with your institution’s practices
Training for compliance officers with the development of Compliance Management Systems
Development of compliance policies and procedures

Please contact Stephen King at (617) 428-5448 to obtain more detailed information on these services.

Insight and Integrity ®

Email Us or call (617) 439 - 9700

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“ The Operational risk assessment allowed us to evaluate the operational and financial risks and controls for all our business processes. ”

Paul F. Reardon
Torrington Savings Bank
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